As filed with the Securities and Exchange Commission on May 15, 2019
Registration No. 333 -_______
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
VERU INC.
(Exact name of registrant as specified in its charter)
| Wisconsin | 39-1144397 | |
| (State of Incorporation) | (I.R.S. Employer | |
| Identification No.) |
4400 Biscayne Blvd, Suite 888
Miami, Florida 33137-3212
(Address of principal executive offices) (Zip Code)
VERU INC.
2018 EQUITY INCENTIVE PLAN
(Full title of the plan)
Mitchell S. Steiner, M.D.
Chairman, President and Chief Executive Officer
4400 Biscayne Blvd., Suite 888
Miami, Florida 33137
(305) 509-6897
(Name and address of agent for service and telephone number, including area code, of agent for service)
Copy to:
Benjamin G. Lombard, Esq.
Reinhart Boerner Van Deuren s.c.
1000 North Water Street
Suite 1700
Milwaukee, Wisconsin 53202
(414) 298-1000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
| Emerging growth company | ☐ | |||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period or comply with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
|
| ||||||||
| Title of Securities to be Registered |
Amount to be Registered |
Proposed Maximum Offering Price Per Share |
Proposed Maximum Aggregate Offering Price |
Amount of Registration Fee | ||||
| Common Stock, $0.01 par value per share |
4,000,000 (1) | $1.57 (2) | $6,280,000 (2) | $761.14 (2) | ||||
|
| ||||||||
|
| ||||||||
| (1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement also covers any additional shares of Common Stock which become issuable under the Veru Inc. 2018 Equity Incentive Plan (the “Plan”) by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the receipt of consideration by Veru Inc. (the “Registrant”) which results in an increase in the number of the outstanding shares of the Registrant’s Common Stock. |
| (2) | For the purpose of computing the registration fee, the Registrant has used $1.57 as the average of the high and low prices of the Common Stock as reported on May 9, 2019 on the NASDAQ Capital Market for the offering price per share, in accordance with Rule 457(c) and (h) under the Securities Act. The actual offering price will be determined in accordance with the terms of the Plan. |
2
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
| Item 3. | Incorporation of Documents by Reference. |
This Registration Statement has been filed to register additional shares of the Registrant’s Common Stock made available under the Veru Inc. 2018 Equity Incentive Plan by reason of an amendment thereto approved by the shareholders of the Registrant. Pursuant to General Instruction E to Form S-8, the contents of the Registrant’s earlier Registration Statement on Form S-8 (Registration No. 333-228789) effective December 13, 2018 are incorporated by reference and made a part hereof.
| Item 8. | Exhibits. |
3
4
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Miami, State of Florida on May 15, 2019.
| VERU INC. | ||
| BY | /s/ Mitchell S. Steiner | |
|
| ||
| Mitchell S. Steiner, Chairman, President and Chief Executive Officer | ||
POWER OF ATTORNEY
Each person whose signature appears below hereby appoints Mitchell S. Steiner and Michele Greco, and each of them individually, as his or her true and lawful attorney-in-fact and agent, with power to act with or without the other and with full power of substitution and resubstitution, in any and all capacities, to sign any or all amendments (including post-effective amendments) to the Registration Statement and file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitutes, may lawfully cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons on behalf of the Registrant in the capacities and on the dates indicated.
| Signature |
Title |
Date | ||
| /s/ Mitchell S. Steiner Mitchell S. Steiner |
Chairman, President, Chief Executive Officer and Director (Principal Executive Officer) | May 15, 2019 | ||
| /s/ Mario Eisenberger Mario Eisenberger |
Director | May 15, 2019 | ||
| /s/ Harry Fisch Harry Fisch |
Vice Chairman of the Board and Director | May 15, 2019 | ||
| /s/ Michael L. Rankowitz Michael L. Rankowitz |
Director | May 15, 2019 | ||
| /s/ Jesus Socorro Jesus Socorro |
Director | May 15, 2019 | ||
| /s/ Michele Greco Michele Greco |
Chief Financial Officer and Chief Administrative Officer (Principal Financial and Accounting Officer) | May 15, 2019 | ||
5