UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LOVE ANDREW S JR 515 NORTH STATE STREET SUITE 2225 CHICAGO, IL 60654 |
X |
/s/ Andrew S. Love | 05/24/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person is deemed to indirectly own 418,517 shares held by Love Savings Holding Company, of which the reporting person is an officer, director and shareholder. The reporting person disclaims beneficial ownership in the shares held by Love Savings Holding Company except to the extent of his pecuniary interest therein. |
(2) | Shares are held by the reporting person's self-directed IRA. |
(3) | Shares are held by a profit sharing plan, of which the reporting person is a beneficiary. |
(4) | The reporting person is deemed to indirectly own 47,600 shares held by a family partnership, of which the reporting person is the sole managing partner. The reporting person disclaims beneficial ownership in the shares held by such family partnership except to the extent of his pecuniary interest therein. |
(5) | The reporting person is deemed to indirectly own 34,334 shares held by a family limited liability company, of which the reporting person is the sole manager. The reporting person disclaims beneficial ownership in the shares held by such family limited liability company except to the extent of his pecuniary interest therein. |